Intranasal AD4-H5-VTN as an Adenovirus Vaccine

This is a Phase 1 single center, dose-escalation study designed to evaluate the safety and
immunogenicity of live, replication competent recombinant Adenovirus type 4-H5N1 Influenza
Vietnam 1194 Hemagglutinin (HA) (Ad4-H5-Vtn). Determining the optimal route and dose for this
recombinant platform will greatly accelerate investigations of this vector as an influenza
vaccine and an HIV vaccine platform.

The primary goal of this study is to evaluate safety of ascending dosages of the Ad4-H5-Vtn
vaccine following intranasal administration. A dosage will be selected to further evaluate
the humoral, cellular, and mucosal immune responses against both the vector and the inserted
gene. The Ad4-H5-Vtn will be initiated at 103 viral particles (vp). Once safety is
established at the initial dose, a second round of testing will begin at the next ten-fold
higher dose. The Ad4-H5-Vtn vaccine will be assessed in three participants at each dosage
level. The maximum viral dose administered will be 108 vp.

In addition to clinical and laboratory monitoring of safety, the principal assessments will
be shedding of the Ad4-H5-Vtn virus in rectal, cervicovaginal, throat, and nasal swabs, and
assessment of the antibody (mucosal and systemic) response to the HA and to the Ad4 virus.
Participants will remain in the NIH Special Clinical Studies Unit until they have 2
consecutive negative nasal washes or 7 days have elapsed since vaccination, whichever occurs
first; they may remain on the unit longer if medically necessary. When safety has been
confirmed in all 3 participants at a given dosage level, the next higher dose group is
enrolled. If one grade 3 or greater toxicity (or pre-specified grade 2 toxicity, see Section
3.4) at least possibly related to the vaccine is observed, the group will be expanded at that
dose. If a second at least possibly related grade 3 or greater toxicity (or pre-specified
Grade 2 toxicity, see Section 3.4) is observed, the dose will be reduced one level and the
group will be expanded. Up to 25 Ad4-seronegative individuals will be enrolled at the maximum
tolerated dose to fully evaluate safety and immunogenicity in the protocol.

All participants will be followed for 28 days following immunization, and again at 8 and 26
weeks to evaluate any long-term toxicity and persistence of immunity. All subjects will be
offered to receive a booster vaccine at the 26-week visit and be seen for follow-up visits 4
and 8 weeks following booster immunization with an additional telephone follow-up 6 months
after boosting. Household and intimate contacts will also be enrolled and monitored for
Adenovirus and HAI antibodies following Ad4-H5-Vtn administration only; household and
intimate contacts will not be enrolled or monitored during the boost portion of the study.

We will conduct an expansion H5N1 boost phase of this study, in which all vaccinees from the
initial phase of the study will be offered re-enrollment to receive a booster vaccination
with an FDA-approved H5N1 inactivated monovalent influenza vaccine. We will offer enrollment
in the expansion phase to all participants who received the Ad4-H5-Vtn vaccine in the initial
phase, regardless of whether they also received the recombinant hemagglutinin influenza H5
vaccine boost. We will also enroll individuals who have never received an H5 influenza
vaccine as controls. Participants will receive a single vaccination with the H5N1 vaccine and
be seen for follow-up visits 4 and 8 weeks later for immunogenicity evaluations.

- INCLUSION CRITERIA:

All participant (vaccinees, household contacts, and intimate contacts) must meet all of the
following criteria:

1. Age 18 to 49 years for vaccinees. Vaccinnees may be greater than 49 years of age at
the time of booster vaccination. Age 18 to 65 years for household and intimate
contacts.

2. Able to provide proof of identity to the acceptance of the Principal Investigator or
designee during enrollment.

3. Available and willing to participate in follow-up visits and tests for the duration of
the study.

4. Willing to have samples stored for future research

The following inclusion criteria apply to vaccines and intimate contacts, but not to
household contacts:

1. In good general health without clinically significant medical history.

2. Negative b-HCG pregnancy test for females presumed to be of reproductive potential.

3. A female must meet one of the following criteria:

1. No reproductive potential because of menopause (one year without menses) or
because of a hysterectomy, bilateral oophorectomy, or tubal ligation.

2. Participant agrees to be heterosexually inactive or consistently practice
contraception at least 21 days prior to enrollment and 28 days following
vaccination. Acceptable methods of contraception include the following:

- condoms, male or female, with a spermicide

- diaphragm or cervical cap with spermicide

- contraceptive pills, Norplant, or Depo-Provera

- male partner has previously undergone a vasectomy for which there is
documentation.

- intrauterine device

4. Male participants must agree to practice abstinence or effective birth control for at
least 21 days prior to enrollment and during the first 28 days following vaccination.

The following inclusion criteria apply only to vaccinees and not to household or intimate
contacts:

1. Willing to receive HIV test results and abide by NIH guidelines for partner
notification of positive HIV results.

2. Physical examination and laboratory results without clinically significant findings
within the 8 weeks prior to enrollment.

3. Willing to avoid vaccination other than the study agent for 30 days prior to and 30
days after administration of the Ad4-H5-Vtn vaccine.

4. Safety Laboratory Criteria within 8 weeks prior to enrollment:

Hematopoietic: White blood cell count and Lymphocyte count +/- 25% the normallimits
for the NIH Clinical Center

- Platelet count of least 125,000/mm(3)

- Hemoglobin greater than 11.2 g/dL for females and greater than 13.0 g/dL for
males.

- Renal: BUN less than 23 mg/dL; creatinine within normal limits for the NIH
Clinical Center

- Hepatic: Serum total bilirubin less than or equal to 2 mg/dL

- Metabolic: ALT < 2 times upper limit of normal range

- Endocrine: Serum glucose within normal range

5. Additional Laboratory Criteria:

- Immunologic: No history of hypogammaglobulinemia

- Serologic: Ad4 neutralizing antibody 80% inhibitory dilution less than 1:100
((This criterion does not apply to participants in vaccine arm B.)

6. Willing to be hospitalized at the Clinical Center under respiratory precautions for up
to 7 days or longer if medically indicated.

Inclusion criteria for the expansion H5N1 boost phase:

1. Age 18 to 64.

2. Negative pregnancy test (women of childbearing potential).

3. Group-specific inclusion criteria:

- For participants in the study group: prior receipt of the Ad4-H5-Vtn vaccine in
the initial phase of this study.

- For participants in the control group: no prior receipt of an H5 vaccine product
(by self-report).

EXCLUSION CRITERIA:

A participant (vaccinees, household contacts, and intimate contacts) will be excluded if
they have the following:

1. Any condition that, in the investigator s judgement, places the subject at undue risk by
participating in the study.

The following exclusion criterion applies to vaccines and intimate contact, but not to
household contacts:

1. History of any prior disease or therapy which would affect immune or pulmonary
function.

2. Prior malignancy, except curatively-treated basal cell or squamous cell carcinoma of
the skin or carcinoma in situ of the cervix.

3. History of radiation therapy or cytotoxic/cancer chemotherapy.

4. History of diabetes mellitus.

5. Immunodeficiency or autoimmune disease.

6. Acute infection or a recent (within 6 months) history of chronic infection suggestive
of immunodeficiency.

7. Taking any medication which may affect immune function, except participants may be
taking low doses of nonprescription strength NSAIDS (including e.g. ibuprofen or
aspirin) or acetaminophen.

8. Chronic respiratory disorders including asthma, emphysema, interstitial lung disease,
pulmonary hypertension, recurrent pneumonia, or recent or ongoing respiratory tract
infection. If a respiratory disorder is transient, defer immunization but do not
exclude the participant.

9. Active Hepatitis B or C infection (i.e. Hepatitis B or C positive serology with the
presence of virus antigen or DNA. Ongoing viral replication will be confirmed by a
Hepatitis B antigen or Hepatitis C viral load).

10. Female of child-bearing potential who is breast-feeding or planning pregnancy during
the 28 days following vaccination.

The following exclusion criteria apply only to vaccinees and not to household or intimate
contacts:

1. Any medical, psychiatric, or social condition, or occupational or other responsibility
that, in the judgment of the investigator, would interfere with or serve as a
contraindication to receipt of live virus vaccine, protocol adherence, or a
participant s ability to give informed consent.

2. Psychiatric condition that precludes compliance with the protocol; past or present
psychoses; past or present bipolar disorder requiring therapy that has not been well
controlled on medication for the past two years; disorder requiring lithium; or
suicidal ideation occurring within five years prior to

enrollment.

3. Participants that live in the same house or apartment with any of the following will
be excluded:

1. An individual under 18 years of age

2. An immunocompromised or immunosuppressed individual

3. An individual with chronic respiratory disease

4. A woman who is currently pregnant or planning a pregnancy during the period of
immunization

4. Healthcare worker who has direct contact with immunodeficient, unstable patients, or
pediatric patients.

5. Participants caring for children less than 36 months of age.

6. Receipt of any of the following:

- Antiviral medications within 30 days prior to vaccination

- Blood products within 120 days prior to HIV screening

- Immunoglobulin within 60 days prior to HIV screening

- Investigational research drugs or any other investigational agent that in the
judgement of the PI might interact with the study vaccine within 30 days prior to
initial study vaccine administration

- Allergy treatment with antigen injections within 30 days of study vaccine
administration

7. History of Guillain-Barr(SqrRoot)(Copyright) syndrome.

8. History of H5 influenza vaccination. (This criterion does not apply to participants in
vaccine arm B.)

Exclusion criteria for the expansion H5N1 boost phase:

1. History of systemic hypersensitivity reactions to egg proteins or life-threatening
reactions to previous influenza vaccinations.

2. History of Guillain-Barr(SqrRoot)(Copyright) syndrome.

3. Acute infection or a recent (within 6 months) history of chronic infection suggestive
of immunodeficiency.

4. Taking any medication which may affect immune function, except participants may be
taking low doses of nonprescription strength NSAIDS (including e.g. ibuprofen or
aspirin) or acetaminophen.

5. Receipt of an approved vaccine, investigational research drugs, or any other
investigational agent that in the judgement of the PI might interact with the study
vaccine within 30 days prior to H5N1 vaccine administration.

6. Any medical, psychiatric, or social condition, or occupational or other responsibility
that, in the judgment of the investigator, would interfere with or serve as a
contraindication to receipt of the H5N1 vaccine, protocol adherence, or a participant
s ability to give informed consent.