Phase I Trial of Cabozantinib in Patients With Relapsed or Refractory Acute Myeloid Leukemia

Before the research starts (screening): After signing this consent form, the participant
will be asked to undergo some screening tests or procedures to find out if they can be in
the research study. Many of these tests and procedures are likely to be part of regular
cancer care and may be done even if it turns out that the participant does not take part in
the research study. If the participant has had some of these tests or procedures recently,
they may or may not have to be repeated.

- A medical history, which includes questions about the participant's past and present
treatments, their health history, current medications, blood transfusions, and any
allergies the participant, may have.

- Physical exam will be performed which will include the measurement of the following:
weight and height, and vital signs (blood pressure, heart and breathing rate, oral
temperature.).

- Performance status, which evaluates how the participant is able to carry on with your
usual activities.

- Pregnancy test if the participant is a woman who is able to have children. This will be
done with urine or blood.

- Urine test a sample of urine will be taken to check for abnormal cells or signs of
infection.

- Thyroid test a blood test to assess for normal functioning of the participant's thyroid
gland

- Electrocardiogram (EKG): leads are applied to the participant's chest to record their
heart beat and rhythm.

- Echocardiogram (ECHO) or MUGA scan of your heart: An echocardiogram is an ultrasound to
see how the participant's heart is functioning. A MUGA is also an ultrasound to see how
their heart is functioning. For a MUGA, a radioactive substance is injected into the
participant's vein and a picture of their heart is created using a special camera.

- Blood tests: approximately 3-4 teaspoons of blood will be drawn to measure the
participant's disease level and to determine if their organs are working well enough to
allow them to safely participate in this study.

- Bone marrow aspirate/ biopsy: a needle will be inserted into the participant's hip or
breast bone in order to remove a small amount of bone marrow cells. Samples will also
be collected for research purposes.

If these tests show that the participant is eligible to participate in the research study,
then the participant will begin the study treatment. If the participant does not meet the
eligibility criteria, the participant will not be able to participate in this research
study.

Additional research procedures to be performed at the time of screening:

- Blood tests: approximately 4 teaspoons of blood will be taken for research purposes.
Research samples will be taken and compared later in the study to discover how
cabozantinib works in fighting the participant's disease.

- Bone marrow aspirate/ biopsy: Bone marrow aspirate samples, approximately 1 teaspoon,
from a bone marrow aspirate/biopsy done prior to screening will be taken for research.

After the screening procedures confirm that the participant is eligible to participate in
the research study:

Study Drug (cabozantinib ): If the participant takes part in this research study, the
participant will be given a study drug diary for each study cycle. Each study cycle is 28
days (4 weeks). Cabozantinib comes in the form of tablets which the participant will take by
mouth once a day. Detailed instructions on how to take cabozantinib can be found in their
study drug diary.

Research Study Plan:

Tests and Procedures: The participant will come to the clinic on Days 1, 2, 8, 15, 22, and
28 of cycle 1, days 1, 8, 15, and 28 of cycle 2, and days 1 and 15 of every subsequent
cycle. Visits to clinic may be more frequent if determined by the study doctor. The
participant will have the following tests and procedures at your visits:

Assessments will be completed while on trial:

- Physical exam

- Performance status

- Urine test

- Blood tests: Both routine and research samples will be drawn throughout the study.

Bone marrow aspirate/ biopsy: A bone marrow aspirate/biopsy will be completed on day 28 of
cycle 1 of cabozantinib. A bone marrow biopsy may also be done if the participant's cancer
does not appear to be getting better, at approximately day 42 after start of therapy. A bone
marrow biopsy/aspirate may also be performed if their disease returns/relapses at any time
during this study or to assess for disease response. The bone marrow aspirate/biopsy for
this study will not be performed if the participant has withdrawn from the study, or/and the
participant has received other treatment for their disease. Bone marrow aspirate samples,
approximately one teaspoon, will also be obtained for research at these time points. Please
note that a blood sample for research purpose will also be drawn on the day of the
participant's bone marrow aspirate/biopsy. Approximately two teaspoons of blood will be
drawn.

Inclusion Criteria:

- Adults, 18 years of age and older, with pathologically confirmed, relapsed or
refractory acute myelogenous leukemia OR those 70 and older who are not candidates
for, or decline, conventional front line chemotherapy.

- White blood cell count (WBC) should be lower than 30,000/mm3 prior to initiation of
cabozantinib (Patients who are otherwise medically eligible for enrollment but have a
WBC above 30,000/mm3 are allowed concurrent treatment with hydroxyurea and/or
6-mercaptopurine to stabilize the WBC for up to 15 days of therapy. In these
situations, hydroxyurea and/or 6-mercaptopurine will be discontinued once WBC is
below 10,000/mm3)

- The subject has laboratory values as follows within 7 days prior to enrollment:

- Bilirubin ≤ 1.5 × the upper limit of normal (ULN). For subjects with known Gilbert's
disease, bilirubin ≤ 3.0 mg/dL

- Serum albumin ≥ 2.8 g/dl

- Serum creatinine ≤1.5 × ULN or creatinine clearance (CrCl) ≥ 50 mL/min. For
creatinine clearance estimation, the Cockcroft and Gault equation should be used:

- Male: CrCl (mL/min) = (140 - age) × wt (kg) / (serum creatinine × 72)

- Female: Multiply above result by 0.85

- Alanine aminotransferase (ALT) and aspartate aminotransferase (AST) ≤ 3.0 × ULN

- Lipase < 2.0 x the upper limit of normal and no radiologic or clinical evidence of
pancreatitis

- Urine protein/creatinine ratio (UPCR) ≤ 1

- Serum phosphorus >2.5, calcium > 8.4, magnesium >1.3, and potassium >3.3. Electrolyte
repletion is allowed to reach these values.

- ECOG performance status 0-1.

- LVEF must be equal to or greater than 50%, as measured by MUGA scan or echocardiogram

- Patients, or appropriate designee, must be able to provide informed consent.

- Sexually active subjects (men and women) must agree to use medically accepted barrier
methods of contraception (e.g., male or female condom) during the course of the study
and for 4 months after the last dose of study drug(s), even if oral contraceptives
are also used. All subjects of reproductive potential must agree to use both a
barrier method and a second method of birth control during the course of the study
and for 4 months after the last dose of study drug(s).

- Women of childbearing potential must have a negative pregnancy test at screening.
Women of childbearing potential include women who have experienced menarche and who
have not undergone successful surgical sterilization (hysterectomy, bilateral tubal
ligation, or bilateral oophorectomy) or are not postmenopausal. Post-menopause is
defined as amenorrhea ≥ 12 consecutive months. Note: women who have been amenorrheic
for 12 or more months are still considered to be of childbearing potential if the
amenorrhea is possibly due to prior chemotherapy, anti-estrogens, ovarian suppression
or any other reversible reason.

Exclusion Criteria:

- Diagnosis of acute promyelocytic leukemia

- Individuals with a history of other malignancies are ineligible unless:

- They have been disease-free for at least 5 years and are deemed by the investigator
to be at low risk for recurrence of that malignancy

- Have the following cancers if diagnosed and treated within the past 5 years: cervical
cancer in situ, and basal cell or squamous cell carcinoma of the skin.

- Subject has uncontrolled intercurrent illness that would limit compliance with study
requirements.

- Subject has had prior treatment with cabozantinib

- The subject has received radionuclide treatment within 6 weeks of the first dose of
study treatment

- The subject has received systemic antineoplastic therapy within 14 days of study
treatment, [However, hydroxyurea or 6-mercaptopurine can be given for the purposes of
cytoreduction up to one day prior to enrollment, with the exceptions noted above in
the inclusion criteria].

- The subject has received radiation therapy:

- to the thoracic cavity, abdomen or pelvis within 3 months of the first dose of study
treatment or has with ongoing complications or is without complete recovery and
healing from prior radiation therapy

- to bone or brain metastasis within 14 days of the first dose of study treatment

- The subject has received any investigational agent within 28 days before the first
dose of study treatment.

- The subject has not recovered to baseline or CTCAE ≤ Grade 1 from toxicity due to all
prior therapies except alopecia and other non-clinically significant AEs.

- The subject has concurrent uncompensated hypothyroidism or thyroid dysfunction within
7 days before the first dose of study treatment.

- Subjects who are HIV-positive on combination antiretroviral therapy are ineligible
because of the potential for pharmacokinetic interactions with study drug. In
addition, these individuals are at increased risk of lethal infections when treated
with marrow-suppressive therapy.

- Subject carries a diagnosis of active hepatitis B or C.

- Subject has a current or history of congestive heart failure New York Heart
Association (NYHA) class 3 or 4, or any history of documented diastolic or systolic
dysfunction (LVEF <50%, as measured by MUGA scan or echocardiogram)

- The subject has a corrected QT interval (QTc) >500 ms at screening or has a history
of long QT syndrome.

- Subject has had clinically-significant hematemesis or hemoptysis of > 0.5 teaspoon of
red blood, or other signs indicative of pulmonary hemorrhage within 3 months before
the first dose of study treatment.

- Subject has cavitating pulmonary lesion(s) or a pulmonary lesion or tumor abutting or
encasing a major blood vessel.

- Subject has received small-molecular kinase inhibitors or any other type of
investigational agent within 4 weeks before the first dose of study treatment or 5
half-lives of the compound or active metabolite, whichever is shorter.

- The subject has prothrombin time/International Normalized Ratio (PT/INR) or partial
thromboplastin time (PTT) test results at screening ≥1.5 x the laboratory upper limit
of normal.

- The subject requires concomitant treatment, in therapeutic doses, with anticoagulants
such as warfarin or coumadin-related agents, thrombin or FXa inhibitors, and
antiplatelet agents (e.g., clopidogrel). Low dose aspirin (≤ 81 mg/day), low-dose
warfarin (≤1 mg/day), and prophylactic Low Molecular Weight Heparin (LMWH) are
permitted. Therapeutic anticoagulation with LMWHs may be allowed in certain
circumstances as outlined as outlined in section 6.2.6.

- The subject has uncontrolled hypertension defined as sustained BP > 140 mm Hg
systolic, or > 90 mm Hg diastolic despite optimal antihypertensive treatment (BP must
be controlled at screening).

- The subject has the following cardiac conditions: Unstable angina pectoris,
clinically-significant cardiac arrhythmias, history of stroke (including TIA, or
other ischemic event) within 6 months of study treatment, myocardial infarction
within 6 months of study treatment, history of thromboembolic event requiring
therapeutic anticoagulation within 6 months of study treatment or main portal vein or
vena cava thrombosis or occlusion. (Note: subjects with a venous filter (e.g. vena
cava filter) are not eligible for this study)

- Gastrointestinal disorders particularly those associated with a high risk of
perforation or fistula formation including:

- Any of the following at the time of screening

- intra-abdominal tumor/metastases invading GI mucosa

- active peptic ulcer disease,

- inflammatory bowel disease (including ulcerative colitis and Crohn's disease),
diverticulitis, cholecystitis, symptomatic cholangitis or appendicitis

- Any of the following within 6 months before the first dose of study treatment:

- history of abdominal fistula

- gastrointestinal perforation

- bowel obstruction or gastric outlet obstruction

- intra-abdominal abscess. Note: Complete resolution of an intra-abdominal abscess must
be confirmed prior to initiating treatment with cabozantinib even if the abscess
occurred more that 6 months ago.

- Malabsorption syndrome

- PEG tube placement within 3 months before the first dose of study therapy

- Subject has history of major surgery as follows:

- Major surgery within 3 months of the first dose of cabozantinib if there were no
wound healing complications or within 6 months of the first dose of cabozantinib if
there were wound complications

- Minor surgery within 1 months of the first dose of cabozantinib if there were no
wound healing complications or within 3 months of the first dose of cabozantinib if
there were wound complications

- In addition complete wound healing from prior surgery must be confirmed at least 28
days before the first dose of cabozantinib irrespective of the time from surgery

- Subject is unable to swallow capsules or tablets.

- The subject requires chronic concomitant treatment of strong CYP3A4 inducers (e.g.,
dexamethasone, phenytoin, carbamazepine, rifampin, rifabutin, rifapentine,
phenobarbital, and St. John's Wort).

- Subject is pregnant or breastfeeding.

- Subject has a previously-identified allergy or hypersensitivity to components of the
study treatment formulation.

- Subject has systemic infection requiring IV antibiotic therapy within 7 days
preceding the first dose of study drug, or other severe infection.

- The subject is unable or unwilling to abide by the study protocol or cooperate fully
with the investigator or designee