Lenalidomide, Ibrutinib, and Rituximab in Treating Patients With Relapsed or Refractory Chronic Lymphocytic Leukemia or Small Lymphocytic Lymphoma That Is Metastatic or Cannot Be Removed by Surgery

PRIMARY OBJECTIVES:

I. To determine the recommended phase II doses of lenalidomide and ibrutinib for combination
with rituximab in previously treated chronic lymphocytic leukemia and small lymphocytic
lymphoma.

SECONDARY OBJECTIVES:

I. To determine the safety and tolerability of the combination of lenalidomide, ibrutinib and
rituximab in previously treated chronic lymphocytic leukemia and small lymphocytic lymphoma.

II. To describe any preliminary evidence of antitumor activity of the combination of
lenalidomide, rituximab and ibrutinib in previously treated chronic lymphocytic leukemia and
small lymphocytic lymphoma as defined by response rate, duration of response, and
progression-free survival.

III. To observe and record anti-tumor activity.

OUTLINE: This is a dose-escalation study of lenalidomide.

Patients receive rituximab intravenously (IV) on day 1 (up to 6 courses), lenalidomide orally
(PO) once daily (QD) on days 1-21 (up to 12 courses), and ibrutinib PO QD on days 1-28.
Courses repeat every 28 days in the absence of disease progression or unacceptable toxicity.

After completion of study treatment, patients are followed up at 30 days and every 6 months
for 10 years.

Inclusion Criteria:

- Patients must have histologically confirmed malignancy that is metastatic or
unresectable and for which standard curative or palliative measures do not exist or
are no longer effective; previously treated, pathologically confirmed chronic
lymphocytic leukemia (CLL) or small lymphocytic lymphoma (SLL) that requires as per
the National Cancer Institute (NCI) Working Group Guidelines for the treatment of CLL;
the diagnosis of CLL is defined by the presence of 5 x 10^9 clonal B-lymphocytes/L in
the peripheral blood; clonality of the lymphocyte population is established with flow
cytometry and the demonstration of the following surface markers: CD5, CD23, CD19,
CD20 and the presence of either kappa or lambda immunoglobulins; the diagnosis of SLL
may be made with the demonstration of < 5 x 10^9 clonal B-lymphocytes/L in the
peripheral blood, with the clinical or radiographic features of enlarged lymph nodes
or organomegaly, and the demonstration of SLL cells in the lymph node biopsy;
institutional flow cytometry or immunohistochemistry must confirm CD20 antigen
expression; patients may not have had a history of Richter's transformation

- No prior systemic therapy for CLL or SLL including chemotherapy or immunotherapy
(e.g., monoclonal antibody-based therapy), radiation therapy, within 4 weeks of
enrollment; no prior carmustine (BCNU) or mitomycin C within 6 weeks of enrollment; no
radioimmunotherapy within a year of enrollment; no corticosteroids administered within
2 weeks prior to study entry, except for maintenance therapy (=< prednisone 20 mg
daily or equivalent) for a non-malignant disease

- Patients may have had a prior autologous stem cell transplant; no prior history of
allogeneic stem cell transplant

- Patients may have received prior lenalidomide as long as it has been at least two
years since exposure and the patient may not have experienced a progression while
receiving lenalidomide previously

- No Bruton's tyrosine kinase inhibitor at any point prior to enrollment

- No history of allergic reactions attributed to compounds of similar chemical or
biologic composition to ibrutinib, lenalidomide or rituximab or hypersensitivity to
murine proteins or to any component of rituximab

- Measurable disease must be present either on physical examination or imaging studies;
non-measurable disease alone is not acceptable; any tumor mass > 1 cm is acceptable;
lesions that are considered non-measurable include the following:

- Bone lesions (lesions if present should be noted)

- Ascites

- Pleural/pericardial effusion

- Lymphangitis cutis/pulmonis

- Bone marrow (involvement by SLL or CLL should be noted)

- No concomitant approved anti-cancer therapies or any investigational agents

- Patients with active or uncontrolled autoimmune hemolytic anemia or idiopathic
thrombocytopenic purpura (ITP) are excluded; patients who have transfusion-dependent
thrombocytopenia or bleeding/coagulation disorders that may increase the risk of
life-threatening bleeding are excluded

- Eastern Cooperative Oncology Group (ECOG) performance status must be < 2

- Patients with human immunodeficiency virus (HIV) infection are eligible, provided they
meet the following:

- No evidence of co-infection with hepatitis B or C

- CD4+ cell count >= 400/mm^3

- No evidence of resistant strains of HIV

- Patients with a prior diagnosis of CLL/SLL in central nervous system (CNS) are
eligible only if the CNS disease has been treated; patients must be neurologically
stable, without progressive symptoms while off of steroids and anti-convulsants; at
least 28 days must have elapsed since CNS treatment, and the patient must have
recovered from all associated toxicities of treatment; patients who have
transfusion-dependent thrombocytopenia or bleeding/coagulation disorders that may
increase the risk of life-threatening bleeding are excluded

- No evidence of active hepatitis B or C infections (hepatitis B surface antigen
positive [HBsAg +], hepatitis B deoxyribonucleic acid [DNA] positive by polymerase
chain reaction [PCR], or anti-hepatitis C virus [HCV] antibodies); hepatitis core
antibody (HBcAb) seropositive patients that are HBsAg negative are eligible if they
are closely monitored for evidence of active hepatitis B virus (HBV) infection by HBV
DNA testing and receive suppressive therapy with lamivudine or other HBV suppressive
therapy until 6 months after the last rituximab dose

- Patients must be non-pregnant and non-nursing

- Women of child-bearing potential and men must agree to use two forms of contraception
(hormonal or barrier method of birth control; abstinence) prior to study entry and for
the duration of study participation; should a woman become pregnant or suspect she is
pregnant while she or her partner is participating in this study, she should inform
her treating physician immediately; men treated or enrolled on this protocol must also
agree to use adequate contraception prior to the study, for the duration of study
participation, and for at least 3 days after discontinuation of ibrutinib, 28 days
after discontinuation of lenalidomide, and 12 months after discontinuation of
rituximab

- Females of childbearing potential (FCBP) must have a negative serum or urine pregnancy
test with a sensitivity of at least 25 mIU/mL within 10-14 days and again within 24
hours prior to starting cycle 1 of lenalidomide; further, they must either commit to
continued abstinence from heterosexual intercourse or begin TWO acceptable methods of
birth control: one highly effective method and one additional effective method AT THE
SAME TIME, at least 28 days before starting lenalidomide; FCBP must also agree to
ongoing pregnancy testing; men must agree to use a latex condom during sexual contact
with a FCBP, even if they have had a successful vasectomy; a FCBP is a sexually mature
woman who: 1) has not undergone a hysterectomy or bilateral oophorectomy; or 2) has
not been naturally postmenopausal for at least 24 consecutive months (i.e., has had
menses at any time in the preceding 24 consecutive months); all patients must be
counseled by a trained counselor every 28 days about pregnancy precautions and risks
of fetal exposure

- Contraception is recommended for 28 days prior to starting therapy, while
participating in this study, during dose interruptions, and for at least 3 days after
discontinuation of ibrutinib, 28 days after discontinuation of lenalidomide, and 12
months after discontinuation of rituximab

- No history of known human anti-chimeric antibody (HACA) positivity; this does not have
to be checked prior to enrollment unless clinically indicated

- Life expectancy must be greater than 60 days

- No history of erythema multiforme, toxic epidermal necrolysis or Stevens-Johnson
syndrome

- No history of uncontrolled seizures

- No autoimmune disorder that requires active immunosuppression

- No stroke or intracranial hemorrhage within the last 6 months

- No major surgery within 28 days prior to treatment; no minor surgery within 5 days
prior to treatment

- No history of a congestive heart failure, myocardial infarction, unstable angina,
uncontrolled arrhythmia, or any class 3 or 4 cardiac disease as defined by the New
York Heart Association Functional Classification in the last 6 months

- No uncontrolled intercurrent illness including, but not limited to: ongoing or active
infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac
arrhythmia, or psychiatric illness/social situations that would limit compliance with
study requirements

- No prior malignancy with the exceptions listed below:

- Malignancy treated with curative intent and with no evidence of active disease
for more than 3 years prior to screening and felt to be at low risk (< 30%) for
recurrence by the treating physician

- Adequately treated non-melanomatous skin cancer or lentigo maligna melanoma
without current evidence of disease

- Adequately treated cervical carcinoma in situ without current evidence of disease

- No use of warfarin or similar vitamin K antagonists

- No oral or intravenous corticosteroid use within 2 weeks prior to study entry

- Inhaled steroids are permitted

- Patients unable to swallow capsules, or disease significantly affecting
gastrointestinal function and/or inhibiting small intestine absorption, such as
malabsorption syndrome, resection of the small bowel, or poorly controlled
inflammatory bowel disease affecting the small intestine are ineligible

- Absolute neutrophil count > 750 cells/mcL (0.75 x 10^9/L)

- Platelet count > 50,000 cells/mcL (50 × 10^9/L)

- Hemoglobin > 8.0 g/dL

- Total bilirubin =< 1.5 x upper limit of normal (ULN) (unless Gilbert's syndrome or
disease infiltration of the liver is present)

- Aspartate aminotransferase (AST) (serum glutamic oxaloacetic transaminase
[SGOT])/alanine aminotransferase (ALT) (serum glutamate pyruvate transaminase [SGPT])
=< 3.0 x institutional ULN

- Creatinine clearance estimated (est.) glomerular filtration rate (GFR) >= 30
mL/min/1.73 m^2 (Cockcroft-Gault)

- Prothrombin time (PT)/international normalized ratio (INR) =< 1.5 x ULN and partial
thromboplastin time (PTT) (activated partial thromboplastin time [aPTT]) < 1.5 x ULN

- Patients should not receive growth factors or transfusions for at least 7 days prior
to first dose of study drug, with the exception of pegylated G-CSF (pegfilgrastim) and
darbopoeitin which require at least 14 days prior to screening and randomization

Exclusion Criteria:

- Chemotherapy =< 21 days prior to first administration of study treatment and/or
monoclonal antibody =< 6 weeks prior to first administration of study treatment

- Prior exposure to a Bruton's tyrosine kinase (BTK) inhibitor

- Patients with known brain metastases should be excluded from this clinical trial

- History of allergic reactions attributed to compounds of similar chemical or biologic
composition to ibrutinib

- Patients who received a strong cytochrome P450 (CYP) 3A inhibitor within 7 days prior
to the first dose of ibrutinib or patients who require continuous treatment with a
strong CYP3A inhibitor

- Uncontrolled intercurrent illness including, but not limited to, ongoing or active
infection or an infection requiring systemic antibiotics, symptomatic congestive heart
failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social
situations that would limit compliance with study requirements; recent infections
requiring systemic treatment need to have completed therapy > 14 days before the first
dose of study drug

- Pregnant and breastfeeding women are excluded from this study; breastfeeding should be
discontinued if the mother is treated with ibrutinib

- Human immunodeficiency virus (HIV)-positive patients on combination antiretroviral
therapy are eligible; unless the patient's CD4 count is below the institutional lower
limit of normal

- Uncontrolled autoimmune hemolytic anemia or idiopathic thrombocytopenic purpura (ITP)
resulting in (or as evidenced by) declining platelet or hemoglobin (Hgb) levels within
the 4 weeks prior to first dose of study drug

- Presence of transfusion-dependent thrombocytopenia

- Patients requiring daily corticosteroids at a prednisone equivalent of >= 20 mg daily
should not be enrolled; if corticosteroids can be discontinued (or reduced to < 20 mg
per day of prednisone or equivalent), the discontinuation or dose reduction should be
done at least 7 days prior to first dose

- History of prior malignancy, with the exception of the following:

- Malignancy treated with curative intent and with no evidence of active disease
present for more than 3 years prior to screening and felt to be at low risk for
recurrence by treating physician

- Adequately treated non-melanomatous skin cancer or lentigo maligna melanoma
without current evidence of disease

- Adequately treated cervical carcinoma in situ without current evidence of disease

- Currently active clinically significant cardiovascular disease such as uncontrolled
arrhythmia, congestive heart failure, or class 3 or 4 congestive heart failure as
defined by the New York Heart Association Functional Classification, or history of
myocardial infarction, unstable angina, or acute coronary syndrome within 6 months
prior to randomization

- Unable to swallow capsules, or disease significantly affecting gastrointestinal
function, or resection of the stomach or small bowel, symptomatic inflammatory bowel
disease or ulcerative colitis, or partial or complete bowel obstruction

- Serologic status reflecting active hepatitis B or C infection; patients that are
positive for hepatitis B core antibody, hepatitis B surface antigen (HBsAg), or
hepatitis C antibody must have a negative polymerase chain reaction (PCR) prior to
enrollment; (PCR positive patients will be excluded)

- History of stroke or intracranial hemorrhage within 6 months prior to enrollment

- Any life-threatening illness, medical condition, or organ system dysfunction that, in
the investigator's opinion, could compromise the patient's safety, or put the study at
undue risk

- Concomitant use of warfarin or other vitamin K antagonists

- Concurrent systemic immunosuppressant therapy other than corticosteroids (e.g.,
cyclosporine A, tacrolimus, etc.) within 28 days of the first dose of study drug

- Vaccinated with live, attenuated vaccines within 4 weeks of first dose of study drug

- Unresolved toxicities from prior anti-cancer therapy, defined as having not resolved
to Common Terminology Criteria for Adverse Event (CTCAE, version 4), grade =< 1, or to
the levels dictated in the inclusion/exclusion criteria with the exception of alopecia

- Known bleeding disorders (e.g., von Willebrand's disease) or hemophilia

- Major surgery within 4 weeks of first dose of study drug

- Unwilling or unable to participate in all required study evaluations and procedures

- Currently active, clinically significant hepatic impairment (>= moderate hepatic
impairment according to the NCI/Child Pugh classification)