A Phase I Study of PLX038 in Patients With Advanced Solid Tumors

PLX038 is an investigational drug product that has demonstrated reasonable antitumor activity
in preclinical colorectal, gastric and lung tumor models in animals. This is a first in human
trial to determine the maximum, safest dose of PLX038 IV that can be administered to patients
either once every 3 weeks or once every 2 weeks.

Inclusion Criteria:

- Patients must have histologically (or cytologically)-confirmed diagnosis of solid
tumor, refractory after standard therapy for the disease or for which conventional
systemic therapy is not reliably effective or no effective therapy is available.

- Aged ≥ 18 years.

- ECOG Performance Status of 0 or 1.

- Adequate clinical laboratory values defined as:

- absolute neutrophil count ≥ 1.5 × 10^9/L

- platelets ≥ 100 × 10^9/L

- hemoglobin ≥ 9.0 g/dL (transfusions permissible)

- plasma creatinine ≤ 1.5 × upper limit of normal (ULN) for the institution or
calculated clearance ≥ 60 mL/min (Cockcroft-Gault formula)

- bilirubin ≤ 1.5 × ULN

- alanine transaminase (ALT) and aspartate transaminase (AST) < 2.5 × ULN (< 5 x
ULN if documented hepatic metastases)

- Serum sodium, potassium, magnesium and calcium within normal limits for the
institution (supplements may be given to correct values)

- Absence of uncontrolled intercurrent illnesses, including uncontrolled infections,
cardiac conditions, or other organ dysfunctions.

- Patients may have measurable or non-measurable disease as defined by RECIST 1.1.

- Signed informed consent prior to the start of any study specific procedures.

- Women of child-bearing potential must have a negative serum or urine pregnancy test.
Male and female patients must agree to use acceptable contraceptive methods for the
duration of the study and for at least one month after the last drug administration.

Exclusion Criteria:

- Patients will be excluded if they have received previous chemotherapy, immunotherapy,
radiotherapy or any other investigational therapy within 4 weeks (6 weeks for
nitrosoureas or mitomycin C) or 5 half-lives for targeted therapies prior to this
study entry.

- Have not recovered from adverse events (must be grade ≤1) due to agents administered
more than 4 weeks earlier.

- Known hypersensitivity to any study drug component.

- Extensive prior radiotherapy, more than 30% of bone marrow reserves, or prior bone
marrow/stem cell transplantation.

- Any concomitant condition that in the opinion of the investigator could compromise the
objectives of this study and the patient's compliance.

- Pregnant or lactating individuals.

- Current malignancies of another type, with the exception of adequately treated in situ
cervical cancer and basal cell skin cancer or other malignancies with no evidence of
disease for 2 years or more.

- Known history of HIV, HBV or HCV infection.

- Documented or known bleeding disorder.

- Requirement for anticoagulation treatment that increases INR or aPTT above the normal
range (low dose DVT or line prophylaxis is allowed).

- Clinically evident CNS metastases or leptomeningeal disease not controlled by prior
surgery or radiotherapy; history of seizure disorder not controlled by anti-seizure
medication at the time of enrollment. Patients with primary CNS malignancies are
excluded.

- Patients with a significant cardiovascular disease or condition, including:

- Myocardial infarction within 6 months of study entry

- NYHA Class III or IV heart failure

- Uncontrolled dysrhythmias or poorly controlled angina.

- History of serious ventricular arrhythmia (VT or VF, ≥ 3 beats in a row) and/or
risk factors (e.g., heart failure, hypokalemia, family history of Long QT
Syndrome)

- Baseline prolongation of QT/QTc interval (repeated demonstration of QTc ≥ 450
msec for men and 470 msec for women), or LVEF ≤ 40% by MUGA or ECHO.

- History of clinically significant gastrointestinal bleeding, colitis, or
gastrointestinal perforation.

- Patients who require treatment with UGT1A1 inhibitors during the period of
investigational treatment with DFP-13318.

- Patients with known Gilbert's syndrome or reduced UGT1A1 activity.