Safety Study of CN-105 Neuroprotective Peptide for Intracerebral Hemorrhage

Intracerebral hemorrhage (ICH), which is often associated with longstanding hypertension,
affects as many as 50,000 people annually in the United States alone. ICH remains associated
with poor outcome, and approximately 40 to 50% of afflicted patients will die within 30
days. Unfortunately, little improvement has been made in the ICH-associated mortality rate
over the last 20 years. To address this issue, the National Institutes of Health issued a
priorities report in 2005, and the American Heart Association released a recent set of
clinical guidelines for the first time in nearly a decade. In these reports, the importance
of developing clinically relevant models of ICH that will extend our understanding of the
pathophysiology of the disease and target new therapeutic approaches was emphasized. At
present, however, there are no proven neuroprotective pharmacological treatments for ICH or
other forms of acute brain injuries, such as traumatic brain injury (TBI) and subarachnoid
hemorrhage (SAH).

To meet this unmet medical need, CereNova, LLC has developed a novel therapeutic approach
based on the known biological function of endogenous apolipoprotein E (apoE), a key mediator
of the neuroinflammatory response and recovery from a variety of acute and chronic brain
injuries1-5. There are three common human isoforms of apolipoprotein E, designated apoE2,
apoE3, and apoE4, which differ by single cysteine to arginine substitutions at positions 112
and 158. Although originally defined in the context of cholesterol metabolism, apoE is also
produced in the brain, where it modulates neuroinflammatory responses and functional
outcomes after injury in an isoform specific fashion1. Specifically, the apoE3 protein
isoform plays an adaptive role in downregulating glial activation and reducing secondary
neuronal injury, whereas the E4 isoform is associated with increased neuroinflammation and
poor functional outcomes.

Although the intact apoE holoprotein does not cross the blood brain barrier (BBB) and thus
cannot be administered therapeutically, we have previously demonstrated that smaller apoE
mimetic peptides do effectively cross the BBB while effectively downregulating the brain
inflammatory responses in vitro and in vivo6. CN-105, CereNova's lead clinical candidate, is
a small, 5 amino acid apoE-mimetic peptide that is derived from the receptor binding region
of apoE. CN-105 retains the anti-inflammatory and neuroprotective effects of intact apoE, is
well tolerated in preclinical studies, and readily crosses the BBB to effectively reduce
inflammatory responses in the brain.

Inclusion Criteria:

1. Capable of giving written Informed Consent to participate in the study prior to
undergoing any screening procedures.

2. Non-smoking and does not use nicotine-containing products (including smoking
cessation aids, such as gums or patches) for 6 months or greater at study
commencement

3. Adult male or female volunteers between 18 and 50 years (inclusive) at screening

4. BMI between 18-33 kg/m2 (inclusive) and weighing at least 110 lbs (50 kg).

5. Healthy on the basis of the medical history, physical examination, vital signs, ECG,
blood chemistry, hematology, and urinalysis performed at screening.

6. Adequate peripheral forearm vein access.

7. No significant dietary restrictions and willing to fully consume all Duke CRU
"Regular Diet" meals and beverages/water provided to them.

8. No prescription medication except contraception as described in Inclusion #10 within
7 days or 5 half-lives (whichever is longer) of study entry (randomization and
initiation of study drug administration) or any over-the-counter (OTC) medication or
herbal/vitamin supplement within 7 days of study entry, and not expected to require
or take any prescription or over-the-counter medication or supplement for the full
duration of the study. Acetaminophen at doses of ≤1 g/day may be used and stable
treatment for seasonal allergies (other than glucocorticoids via any route) may be
used. Limited use of non-prescription medications that are not believed to affect
subject safety or the overall results of the study may be permitted on a case by case
basis following approval by the sponsor.

9. Women who are of non-childbearing potential, must be:

Surgically sterile (removal of both ovaries and/ or uterus at least 12 months prior
to dosing).

Naturally postmenopausal (spontaneous cessation of menses) for at least 24
consecutive months prior to dosing on Day -1 and with an FSH level at screening of ≥
40 mIU/mL.

10. Women of child-bearing potential must have a negative serum pregnancy test at
screening and urine pregnancy test during the study, and must agree to avoid
pregnancy during study and for three months after the last dose of study drug.
Pregnancy is tested at screening, during check-in, during the follow-up visit, and at
any given point if deemed necessary to the PI or designate. During treatment, women
of child-bearing potential must use two acceptable methods of contraception at the
same time unless the subject has had a documented tubal sterilization or chooses to
use a Copper T 380A IUD or LNG 20 IUS, in which case no additional contraception is
required. Medically acceptable contraceptives include: (1) documented surgical
sterilization (such as a hysterectomy), (2) barrier methods (such as a condom or
diaphragm) used with a spermicide, (3) hormonal contraception (combination oral
contraceptives, transdermal patch, injectables, implantables, or vaginal ring) or (4)
an intrauterine device (IUD) or intrauterine system (IUS). Abstinence is not an
acceptable form of contraception in this study.

11. Male participants must agree to take all necessary measures to avoid causing
pregnancy in their sexual partners during the study and for three months after the
last dose of study drug. Medically acceptable contraceptives include: (1) surgical
sterilization (such as a vasectomy), or (2) a condom used with a spermicidal.
Contraceptive measures such as Plan B (TM), sold for emergency use after unprotected
sex, are not acceptable methods for routine use.

12. Must not have donated blood, platelets, or any other blood components 30 days, or
plasma 90 days, prior to consenting. Must also agree not to donate blood, platelets,
or any other blood components for 3 months after the last dose of study drug.

13. Male participants must agree not to donate sperm during the study and for 12 weeks
after the last dose.

14. Subjects who are willing and able to comply with all scheduled visits, treatment
plan, laboratory tests, and other study procedures.

Exclusion Criteria:

1. Laboratory results outside the normal range, if considered clinically significant
(CS) by the PI or delegate. Any laboratory result outside the normal range and not
clinically significant will be designated as such by NCS (Non-clinically
Significant).

2. Mental capacity that is limited to the extent that the participant cannot provide
legal consent or understand information regarding the side effects of the study drug.

3. Currently abusing drugs or alcohol or with a history of drug or alcohol abuse within
the past two years or drinks more than 3 cups of coffee per day.

4. Unwillingness or lack of ability to comply with the protocol, or to cooperate fully
with the PI and site personnel.

5. Clinically significant ECG abnormality in the opinion of the PI or delegate.

6. Has taken any other investigational drug during the 30 days or 5 half-lives
(whichever is longer) prior to the screening visit or is currently participating in
another investigational drug clinical trial.

7. History or manifestation of clinically significant neurological (e.g., frequent
headaches or migraines), gastrointestinal, renal, hepatic, cardiovascular,
psychological, pulmonary, metabolic, endocrine, hematologic or other medical
disorders that might influence the interpretation of the results of the study.

8. Infected with Hepatitis B or C or HIV Virus.

9. Participants who have a history of unexplained syncope or fainting from the
collection of blood; i.e., autonomic dysfunction.

10. Lack of ability to understand verbal and/ or written English

11. Subjects who had significant trauma or surgical procedure within 1 month prior to
Screening.

12. A positive urine drug screen or positive alcohol breathalyzer test.