A Study of ThermoDox™ in Combination With Radiofrequency Ablation (RFA) in Primary and Metastatic Tumors of the Liver

Ablative treatment approaches, such as RFA or microwave ablation, have received increased
attention as alternates to other treatment approaches such as hepatic arterial embolization
or chemoembolization (TACE) or percutaneous ethanol injection (PEI) in the majority of
patients who are either not candidates for surgical resection or are not offered palliative
supportive care only for diffuse disease. RFA can be applied repetitively to the same patient
to treat multiple tumors at time of diagnosis or upon tumor recurrence (local or distant to
the site of ablation), and is largely limited in its application only by tumor location and
size (tumors near larger vessels, bowel or the hepatobiliary tree are more difficult to
ablate). To extend the volume of the ablation region in a controlled fashion in patients and
to improve the ability to kill tumor cells in the ablation margin region and allow for the
improved treatment of HCC and MLC lesions > 3 cm in diameter by complete thermal ablation,
Celsion Corporation has developed ThermoDox, a thermally sensitive, intravenously
administered liposomal formulation of doxorubicin capable of selectively releasing its drug
contents when exposed to temperatures of > 39.5°C. The concept behind this treatment approach
is to create a large concentration gradient of doxorubicin in the immediate region of the
tumor which borders the zone of RFA induced cell necrosis. The temperature isotherms produced
in this boundary region should be adequate to activate doxorubicin release by the thermally
sensitive liposomes deposited locally around the ablation zone. This in effect increases the
region of tissue that can be treated beyond that achievable by RFA alone. Several clinical
objectives are being tested in this study. The MTD for ThermoDox is to be confirmed. This
study will assess the safety of using ThermoDox in conjunction with RFA over multiple cycles,
consistent with the clinical needs of the subjects. While this study is not powered to define
effectiveness of the combination of RFA plus ThermoDox, the results of this study should
allow for an assessment of risk and benefit for designing future studies. This study will
also test alternative infusion reaction prophylaxis regimens.

Inclusion Criteria:

- Be 18 years of age or older.

- Are willing to sign an informed consent form, indicating that they are aware of the
investigational nature of this study that is in keeping with the policies of the
institution.

- Have a diagnosis of metastatic liver cancer (MLC) or primary hepatocellular cancer
(HCC) confined to the liver.

- Be an appropriate candidate for receiving RFA as a medically indicated treatment.

- Have an echocardiogram revealing an Ejection Fraction (EF) ≥ 50%.

- Willing to return to the study site for their imaging scans.

- Have life expectancy of ≥ 3 months.

- Have ECOG performance status of 0-2 or Karnofsky score of 60-100% (see Appendix II).

- Have no more than Childs-Pugh Class B liver disease.

- Subjects must have no prior doxorubicin exposure.

- No single lesion should be > 7 cm in maximum diameter.

- Subjects must agree to receive no other systemic therapy from the time of study
enrollment until a minimum of 21 days after their ThermoDox infusion

Exclusion Criteria:

- Have serious medical illnesses including, but not limited to, congestive heart
failure, myocardial infarction or cerebral vascular accident within the last six
months, or life threatening cardiac arrhythmias.

- Are pregnant or breast feeding. In women of childbearing potential, a negative
pregnancy test (serum) is required at baseline, 1 month and each 3 month follow-up
visit.

- Are not practicing an acceptable form of birth control (i.e. diaphragm, cervical cap,
condom, surgical sterility or birth control pills. Woman whose husband has undergone a
vasectomy must use a second form of birth control).

- Have known serious allergic reactions (anaphylaxis) to any of the drugs or liposomal
components or imaging agents to be used in this study.

- Have portal or hepatic vein invasion/thrombosis.

- Have PT or PTT > 1.5 times the institution's upper normal limit (UNL), except in
subjects who are therapeutically anticoagulated for non-related medical conditions
such as atrial fibrillation.

- Have platelet count > 75,000/mm3, absolute neutrophil count > 1500/mm3, or Hgb > 10
(unless the hemoglobin value has been stable, the subject is cardiovascularly stable,
asymptomatic and judged able to withstand the RFA

- Have serum creatinine ≤ 2.0 mg/dl (or calculated CrCl ≤ 60mL/min).

- Have contraindications to receiving doxorubicin HCl.

- Are being treated with other investigational agents (within a minimum of 30 days or 5
half-lives of the investigational agent).

- Have other concurrent malignancy (subjects with benign or non aggressive malignant
tumors-e.g.: squamous cell cancer of the skin-may be included), evidence of
extrahepatic cancer from their primary malignancy, or ongoing, medically significant
active infection.

- Documented HIV positive.

- NYHA class III or IV cardiovascular disease or LVEF < 50%.

- Evidence of hemachromatosis.

- Are on any of the medications listed in section 6.3, which could have an adverse
effect when combined with the study drug, and who cannot stop the medication for the
duration of the study and 30 days beyond the treatment.