Phase I/II Study of Lenalidomide Plus Pembrolizumab in Patients With Solid Tumors With Expansion in Non-small Cell Lung Cancer

Phase I The study will plan to enroll 3 patients in an initial cohort, to receive the dose
level 1 of lenalidomide (10 mg PO) on days 1-14 of a 21-day cycle, and pembrolizumab (200 mg
IV) on day 1. Patients will be evaluated for toxicities after initiation of treatment. If
there are no DLTs for the initial 3 patients after one cycle, the next dosing cohort will
open, with another 3 patients. Similarly, if the second cohort of patients receives the dose
level 2 of lenalidomide (15 mg) for one cycle without DLT, then the third and final cohort
will open. When the third cohort testing the dose level 3 of lenalidomide (20 mg) has
completed one cycle, the phase I component of the trial will be completed. Standard phase I,
3 + 3 design rules will be utilized as follows: if 1 out of 3 patients experiences a DLT at
certain dose level, then 3 more patients will be enrolled at the same level. If 2 out of 6
patients experience DLT at a certain dose level, 3 additional patients are added at the next
lower level. Dose reduction is continued until at most 1 of 6 patients experiences DLT. The
highest level with at most 1 of 6 patients DLT will be declared MTD. If no dose level
achieves this criterion the trial will be discontinued for excess toxicity.

Phase II A pre-treatment (archival) and fresh tumor sample will be needed for participation
in trial. PD-L1 expression levels in both samples will be determined to assess the role of
chemotherapy on expression level and pattern of this biomarker. Baseline blood samples will
be collected for immunologic correlates prior to treatment on Day 1 of Cycle 1 and post
treatment at 2, 4, 24 hours. Samples will also be collected prior to treatment on Day 1 of
Cycle 2, and at time of progression. Baseline CT scan of the chest and abdomens will be
obtained within 30 days prior to the initiation of cycle 1. CT scan with contrast or MRI with
contrast of the brain will also be obtained within 30 days prior to the initiation of cycle
1. Time to progression will be measured with disease imaging following every 2 cycles of
therapy with a three-day window (+ or -). Patients will continue treatment until disease
progression or unacceptable toxicity or two years of therapy. Overall survival will be
assessed every 3 months during long term follow up

Inclusion Criteria:

1. Patients must have a histologically or cytologically confirmed metastatic solid tumor
malignancy for the phase I component. The phase II component will require patients to
have histologically or cytologically confirmed non-small cell lung carcinoma
regardless of histology.

2. Patients must have measurable disease, defined as at least one lesion that can be
accurately measured in at least one dimension in accordance with RECIST criteria v.
1.1.

3. For participation in the Phase II portion, patients must have completed at least one
line of prior therapy. For participation in the Phase I portion, patients must have
completed either one or two lines of prior therapy.

4. Treatment on this protocol may begin as long as the patient has recovered from
toxicities of prior therapy at the discretion of the treating physician. Patients with
NSCLC harboring an EGFR, ALK or ROS-1 alteration must have progressed through at least
one prior therapy with appropriate molecularly targeted agents.

5. Age > 18 years.

6. ECOG performance status 0 or 1.

7. Patients must have normal organ and marrow function

8. Ability to understand and willingness to sign a written informed consent and HIPAA
consent document.

9. Palliative radiation for treatment of painful bone metastasis, control of hemoptysis
or treatment of small asymptomatic brain metastasis that become symptomatic during on
protocol treatment is allowed. Protocol treatment will be delayed until recovery from
radiation at the discretion of the treating physician.

10. A core tumor biopsy obtained after progression on the last treatment must be available
at study entry for the phase II portion of the study. Any available archival tissue
(for both phase I and II) will also be collected.

11. Female subject of childbearing potential must have a negative serum pregnancy 10-14
days prior to registration, and again within 24 hours prior to the first dose of
Lenalidomide,.

12. Female subjects of childbearing potential must be willing to use an adequate method of
contraception for the course of the study through 120 days after the last dose of
study medication.

13. Male subjects of childbearing potential must agree to use an adequate method of
contraception starting with the first dose of study therapy through 120 days after the
last dose of study therapy.

14. Ten patients with a diagnosis of NSCLC who have disease progression per investigator's
assessment who are on anti PD-1 or PD-L1 therapies will be allowed to enroll in the
phase II part of this study but must be switched to treatment per this protocol.

Exclusion Criteria:

1. Patients who have had chemotherapy or radiotherapy within14 days prior to entering the
study. Patients may not be currently receiving any other investigational agents or
immunomodulatory agents (e.g. ipilimumab). Patients treated with prior PD-1 or PD-L1
directed therapies are ineligible for the phase I portion.

2. Patients who, at the discretion of the treating physician, have not recovered from
adverse events due to agents administered earlier.

3. Patients with active autoimmune disease that has required systemic treatment in the
past 2 years (i.e. with use of disease modifying agents, corticosteroids or
immunosuppressive drugs). Replacement therapy (eg., thyroxine, insulin, or physiologic
corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is
not considered a form of systemic treatment.

4. Patients with untreated symptomatic brain metastases. Patients with treated brain
metastases will be allowed if brain imaging obtained within 30 days of trial
enrollment reveals stable disease. Patients with small asymptomatic brain metastasis
are allowed to enroll. Patients on steroids doses higher than 10 mg of prednisone (or
its equivalent) are excluded.

5. Patients with interstitial lung disease or active, noninfectious pneumonitis.

6. Patient who have received a live vaccine within 30 days prior to Cycle 1 Day 1.

7. Uncontrolled intercurrent illness including, but not limited to, ongoing or active
infection (including HIV, hepatitis B, hepatitis C), symptomatic congestive heart
failure, unstable angina pectoris, cardiac arrhythmia, cirrhosis, or psychiatric
illness/social situations that would limit compliance with study requirements.

8. Patients with known hypersensitivity to thalidomide or lenalidomide or pomalidomide.

9. Patients with peripheral neuropathy of grade ≥3. Patients with painful grade 2
neuropathy are also excluded.

10. Pregnant or breast-feeding.