A Pilot Dose-Response Biomarker Study of Brexpiprazole Treatment in PTSD

Primary Hypothesis: Brexpiprazole treatment will be associated with dose-dependent reduction
in resting pupil diameter as a reflection of LC NE neuron target engagement in a group of
subjects with PTSD. Secondary Hypothesis: Brexpiprazole therapy will be associated with a
dosedependent decrease in CAPS-5 scores Tertiary Hypothesis: The pre-post treatment change in
resting pupil diameter will be statistically significantly correlated with the pre-post
change in CAPS-5 score.

Subjects will be screened and will undergo pupil measures with rating scales on Visit 1.
Subject must be free of all psychotropic medications for one week before Day 1 assessment,
except that prior FLX treatment will require 4 weeks of abstinence, and MAOIs will require 2
weeks of abstinence. They will be randomized to study drug an issued six weeks of study
medication on Day 1 to take home. A phone call will then occur for safety assessment and
medication adherence at every week. They will present back to the study site on Day 42 and
undergo pupil measures with rating scales. They will then undergo a one week washout period.
On Day 49 they will then be given another study drug to take home with rating scales and
pupil measures obtained that day. A phone call will then occur for safety assessment and
medication adherence at every week. They will present back to the study site on Day 91 and
undergo pupil measures with rating scales. They will then undergo a one week washout period.
On Day 98 they will then be given another study drug to take home with rating scales and
pupil measures obtained that day. A phone call will then occur for safety assessment and
medication adherence at every week. They will present back to the study site on Day 140 and
undergo pupil measures with rating scales. No more study medication will be provide on Day
140 and a final visit will be scheduled for on Day 147, one week later, for and end of study
interview with labs and physical exam. At each visit, other than the final visit, subjects
will complete the CAPS-5, MADRS, Insomnia Severity Index, and Clinician Assessment for
Adverse Effects.

Inclusion Criteria:

- Participants will be 18-65 years of age.

- All subjects will be evaluated by physical examination, ECG, standard blood chemistry,
hematologic labs, toxicology testing, and urinalysis at baseline and end of study.
Results of these studies must demonstrate a lack of clinically significant
abnormalities prior to enrollment. If results are outside of the normal reference
range the study physician will be consulted to assess if clinically significant.

- Subjects will need to satisfy DSM-5 criteria for PTSD and receive a CAPS-5 score of 40
or greater on testing for study enrollment.

- Subjects will need to be free of psychotropic medications or treatments that could
impact results of this study as deemed by the PI for at least 1 week.

- If the subject's primary psychiatrist or treating primary care physician are providing
the subject with psychotropic medications they will be notified and a discussion about
tapering current psychotropic medications prior to study enrollment will occur.

Exclusion Criteria:

1. Subjects will be excluded if they have significant medical or neurologic conditions
(other than mild to moderate TBI), specifically seizures, or movement disorders,

2. have substance abuse within 12 months of study enrollment, substance dependence within
past three months, per DSM-5 criteria (excluding caffeine and nicotine). The absence
of substance use will be determined by self-report and confirmed by the results of
urine toxicology at screening.

3. Women who are pregnant, breast-feeding, or planning to become pregnant while enrolled
in this study will also be excluded.

4. Subjects with a history of severe drug allergy or hypersensitivity, or known
hypersensitivity to the Brexpiprazole or its ingredients.

5. The subject has a history of tardive dyskinesia.

6. The subject has clinically significant extrapyramidal symptoms (EPS) including
akathisia.

7. The subject has epilepsy or a history of seizures, except for a single seizure episode
(e.g., childhood febrile seizure, post traumatic, or alcohol withdrawal).

8. The subject has chronic, uncontrolled, or unstable clinically relevant medical
conditions Including:

- Uncontrolled hypertension defined as blood pressure greater than 180/90

- Hypotension defined as a blood pressure less than 90/60

- Moderate to severe hepatic impairment (Child-Pugh score ≥7)

- Moderate, Severe or End-Stage Renal Impairment (CrCL <60ml/min)

- Known CYP2DG Poor Metabolizers

- Heart failure NYHA Class III or IV

- Diabetes mellitus or HbA1c greater than 5.7% (which defines pre-diabetes)

- Hypertriglyceridemia defined as triglycerides greater than 200mg/dL

- Low white blood cell count (below lower range of normal)

- History of leukopenia or neutropenia

- Arrhythmia with heart rate greater than 100bpm

- Myocardial infarction in the past 6 months

- Cerebrovascular accident in the past 6 months

- Recurrent syncope

- Seizure disorder

- Currently receiving treatment for malignancy

- QTc interval of greater than 450ms on electrocardiogram

9. The subject has a neurodegenerative disorder (Alzheimer disease, Parkinson's disease,
multiple sclerosis, Huntington disease, etc.).