Phase 1/2 Study of TP-0903 (an Inhibitor of AXL Kinase) in Patients With Previously Treated CLL

This is a combined Phase 1/2 study of oral TP-0903 in patients with previously treated
CLL/SLL. In both Phase 1 and Phase 2, study participants will be assigned to one of two
defined patient groups:

- Group 1 (TP-0903 monotherapy): Patients with CLL/SLL who are intolerant to, or have
progressed on, B-cell receptor antagonists and/or BCL-2 antagonists

- Group 2 (TP-0903 and ibrutinib combination therapy): Patients with CLL/SLL who have
progressed on ibrutinib yet the treating provider considers continuation of ibrutinib
therapy to be in the best interest of the patient.

Both groups of patients will be treated identically with TP 0903 and will undergo the same
study assessments.

Phase 1 Patients will be enrolled in Group 1 and Group 2 in cohorts of 3 to 6 patients
simultaneously. Group 2 will start at one dose level below the Group 1 starting dose. In each
group, escalation of the TP-0903 dose will follow a standard 3+3 design with sequential
cohorts of three patients treated with incrementally higher doses of TP 0903 until a
dose-limiting toxicity (DLT) is observed and the maximum tolerated dose (MTD) is established.
In the absence of DLTs, the dose will be increased using a modified Fibonacci dose escalation
scheme.

Once the MTD or preliminary RP2D is identified, an expansion cohort of up to 6 patients will
be enrolled in each patient group to confirm safety/suitability of the preliminary RP2D, to
collect additional biomarker data, and to further explore efficacy.

It is expected that up to 27 patients will be enrolled in each patient group for a total of
up to 54 patients (TP-0903 monotherapy and combination therapy with ibrutinib).

Additional dose levels, schedules, or disease indications of TP 0903 may be explored, as
appropriate, based on the modulation of key biomarkers and the safety profile and clinical
signals of activity.

Phase 2 In Phase 2, patients will be enrolled in Group 1 (TP 0903 monotherapy) and Group 2
(TP-0903 combination therapy with ibrutinib) based on the Simon 2 stage design. In Stage 1,
up to 13 patients will be enrolled into each patient group (total of 26 patients). If there
are no responses among these 13 patients in each group, the study will be stopped. Otherwise,
Stage 2 will open to enroll 14 additional patients in each group for a total of 27 patients
per group. If 4 or more responses are observed among 27 patients, the conclusion will be that
the study treatment is worthy of further investigation.

If both patient groups enroll through Stage 2, it is anticipated that the total enrollment
for Phase 2 will be 54 patients.

Inclusion Criteria:

1. Be ≥18 years old

2. Have an established, pathologically confirmed diagnoses of CLL/ Small Lymphocytic
Lymphoma (SLL) requiring therapy according to the 2018 IWCLL guidelines

3. Have received at least one prior therapy for CLL/SLL and can be classified in one of
two patient groups:

- Group 1 (TP-0903 monotherapy): Patients with CLL/SLL who are intolerant to, or
have progressed on B-cell receptor antagonists and/or BCL-2 antagonists or other
investigational treatments for CLL/SLL

- Group 2 (TP-0903 and ibrutinib combination therapy): Patients with CLL/SLL who
have progressed on ibrutinib, yet the treating provider considers continuation of
ibrutinib therapy to be in the best interest of the patient

4. Have an Eastern Cooperative Oncology Group (ECOG) performance status ≤2

5. Have adequate hematologic function:

- Absolute neutrophil count (ANC) ≥500/µL

- Platelet count ≥30,000/µL

- Hemoglobin ≥8 g/dL in the absence of transfusions within the previous 2 weeks

6. Have adequate organ function:

- Creatinine clearance ≥30 mL/min

- Alanine aminotransferase (ALT)/aspartate aminotransferase (AST) level ≤2.5 ×
upper limit of normal (ULN)

- Have a total bilirubin level ≤1.5 × ULN (unless secondary to Gilbert syndrome,
hemolysis, or leukemia)

7. Have acceptable coagulation status:

• Activated partial thromboplastin (aPTT) and prothrombin time (PT) ≤1.5 × ULN

8. Have a negative pregnancy test (if female of childbearing potential)

9. Be nonfertile or agree to use an adequate method of contraception. Sexually active
patients and their partners must use an effective method of contraception (hormonal or
barrier method of birth control, or abstinence) prior to study entry and for the
duration of study participation and for at least 30 days after the last study drug
dose. Should a woman become pregnant or suspect that she is pregnant while
participating in this study, she should inform her treating physician immediately.

10. Have read and signed the Institutional Review Board (IRB) approved informed consent
form (ICF) prior to any study related procedure. (In the event that the patient is
rescreened for study participation or a protocol amendment alters the care of an
ongoing patient, a new ICF must be signed.)

11. Are able to comply with the requirements of the entire study

Exclusion Criteria:

1. Have undergone prior autologous or allogeneic stem cell transplant within ≤3 months,
have not recovered from transplant associated toxicities, or requires graft versus
host immunosuppressive therapy

2. Have known central nervous system (CNS) involvement

3. Have Richter's transformation of CLL

4. Have received any monoclonal antibody therapy directed at treatment of the patient's
malignancy within 2 weeks prior to anticipated first dose

5. Have received any anticancer therapy including chemotherapy, radiotherapy, or an
investigational anticancer drug within less than 5 half lives of the last dose of that
treatment

• This exclusion criterion is not applicable to patients requiring continuation on
ibrutinib. (Note: Certain patients with a rapidly rising white blood cell count while
on ibrutinib may need to remain on this drug for medical reasons. These patients will
need to be approved by the Medical Monitor and treated in accordance with the
protocol.)

6. Have received >20 mg/day of prednisone and 0.1 mg/day of mineralocorticoids within 7
days prior to anticipated first dose

7. Have a corrected QT interval of >450 msec (males) and >470 msec (females) using
Fridericia's correction formula

8. Have a significant history of renal, neurologic, psychiatric, endocrinologic,
metabolic, immunologic, hepatic, or cardiovascular disease or any other medical
condition that, in the opinion of the Investigator, would adversely affect his/her
participation in the study

9. Are pregnant and/or nursing, or refuse to use appropriate contraceptives during the
course of the study and for at least 30 days after the last dose of study drug

10. History of another malignancy in the last 5 years except for the following adequately
treated:

- Local basal cell or squamous cell carcinoma of the skin

- Carcinoma in situ of the cervix or breast

- Papillary, noninvasive bladder cancer

- Early stage prostate cancer for which observation is clinically indicated

- Other Stage 1 or 2 cancers currently in complete remission

- Any other cancer that has been in complete remission for 2 years or surgically
cured. Medical Monitor may be contacted for additional determination of
acceptable prior cancer history

11. Have known gastrointestinal disorders (eg, malabsorption syndrome), complications (eg,
dysphagia), or surgery that could make consumption or absorption of oral medications
problematic

12. Have an uncontrolled systemic infection (viral, bacterial, or fungal) or fever and
neutropenia within 7 days prior to anticipated first dose

13. Have active and uncontrolled autoimmune cytopenias for 2 or more weeks including
autoimmune hemolytic anemia or idiopathic thrombocytopenic purpura (ITP)

14. Have received prior therapy with an AXL inhibitor

15. Have exhibited allergic reactions to a similar structural compound, biological agent,
or formulation

16. Are unwilling or unable to comply with procedures required in this protocol

17. Have a history of severe adverse reaction (eg. hypersensitivity reaction, anaphylaxis)
to sulfonamides