Biological and Clinical Effects of Palbociclib With Ovarian Suppression and Letrozole in the Neoadjuvant Treatment of Breast Cancer

NSABP FB-13 is a phase II, open label study to examine the biological and clinical effect of
neoadjuvant endocrine therapy with letrozole, palbociclib and ovarian suppression in
premenopausal patients with estrogen-receptor (ER) positive, HER2-negative, early invasive
breast cancer.

Premenopausal women newly diagnosed with ER-positive/HER2-negative early breast cancer who
are suitable candidates for neoadjuvant endocrine therapy will be invited to join the FB-13
trial. A screening Oncotype DX Breast Recurrence Score® will be performed by Genomic Health,
Inc. (GHI) on the diagnostic tissue of consenting patients to verify eligibility.

Patients will be stratified into one of two approximately equal sized cohorts based on
baseline Breast Recurrence Score (RS) (cohort 1: patients with RS less than 11 or cohort 2:
patients with RS 11 to less than 26).

Patients in both cohorts will receive letrozole 2.5 mg by mouth daily, palbociclib 125 mg by
mouth daily for 21 days of a 28 day cycle, and goserelin 3.6 mg subcutaneous injection on Day
1 of each 28 day cycle. At Week 6 of study therapy, patients will have two core-cut biopsies.
Patients from both cohorts who have a Ki67 less than 10% level will continue receiving study
therapy for a total of 6 cycles. Patients with a persistent Ki67 greater than or equal to 10%
at week 6 will permanently discontinue study therapy and begin neoadjuvant chemotherapy or
proceed to surgery at the discretion of the treating physician.

Pre-treatment samples and post-surgical samples will be collected and analysed to identify
subgroups of patients who may derive the most clinical benefit. The results of the biological
analyses may allow a target sensitive population to be selected for future trials. The tissue
collected in FB-13 will form an integral part of the primary analyses; so all core biopsies
in this trial will be mandated for patients.

Two core-cut biopsies will be collected from each patient at baseline, after 6 weeks of study
therapy, and upon completion of study therapy (24 weeks) at the time of definitive surgery.

Blood samples will be collected at baseline, 4 weeks, and at 24 weeks for estrone and
estradiol levels to demonstrate ovarian suppression. A 4-week estradiol level in the
postmenopausal range will be required to receive further treatment on study.

Inclusion Criteria:

- Patients must be premenopausal. Patients with a hysterectomy: menopausal status must
be confirmed by estradiol and FSH.

- Operable hormonal receptor (HR) positive (ER/PR greater than or equal to 10%), HER2-
negative, invasive early breast cancer, suitable for neoadjuvant AI treatment and
ovarian suppression; HR- positive and HER2-negative as determined by American Society
of Clinical Oncology/College of American Pathologists (ASCO-CAP ) guidelines.

- Diagnostic breast tissue must have an Oncotype DX Breast Recurrence Score® of less
than 26 as determined by Genomic Health, Inc.

- No known severe hypersensitivity reactions to compounds similar to palbociclib or
palbociclib excipients or to endocrine treatments.

- A breast tumor with an ultrasound size of at least 2.0 cm.

- Patients must have the ability to swallow oral medication.

- ECOG performance status of 0 or 1.

- At the time of randomization, blood counts performed within 2 weeks prior to
randomization must meet the following criteria:

- ANC must be greater than or equal to 1500/mm3

- Platelet count must be greater than or equal to 100,000/mm3

- Hemoglobin must be greater than or equal to 10g/dL.

- INR must be within normal limits of the local laboratory ranges. For laboratories that
do not report an ULN for the INR assay, use less than or equal to 1.2 as the value for
the ULN.

- The following criteria for evidence of adequate hepatic function performed within 2
weeks prior to study entry must be met:

- Total bilirubin must be less than or equal to ULN for the lab unless the patient
has a bilirubin elevation greater than ULN to 1.5 x ULN due to Gilbert's disease
or similar syndrome involving slow conjugation of bilirubin; and

- Alkaline phosphatase must be must be less than or equal to 1.5 x ULN for the lab;
and

- AST and ALT must be less than or equal to 1.5 x ULN for the lab.

- Serum creatinine performed within 2 weeks prior to study entry must be less than or
equal to 1.25 x ULN or estimated creatinine clearance greater than or equal to 60
mL/min (as calculated using the method standard for the institutions).

Exclusion Criteria:

- Active hepatitis B or hepatitis C with abnormal liver function tests.

- HIV positive patients receiving antivirals.

- Inflammatory/inoperable breast cancer.

- HER2-positive as determined using ASCO-CAP Guidelines.

- Oncotype Dx Breast Recurrence Score® result on diagnostic breast tissue greater than
or equal to 26.

- Prior endocrine therapy for breast cancer.

- Any invasive malignancy within previous 5 years (other than basal cell carcinoma or
cervical carcinoma in situ).

- Other nonmalignant systemic disease that would preclude the patient from receiving
study treatment or would prevent required follow up such as:

- Active infection or chronic infection requiring chronic suppressive antibiotics;

- Malabsorption syndrome, ulcerative colitis, inflammatory bowel disease, resection
of the stomach or small bowel, or other disease or condition significantly
affecting gastrointestinal function;

- Chronic daily treatment with corticosteroids with a dose of greater than or equal
to 10 mg/day methylprednisolone equivalent (excluding inhaled steroids);

- Seizure disorders requiring medication.

- Diagnosis by fine needle aspiration (FNA) alone or excisional biopsy or lumpectomy
performed prior to study entry.

- Surgical axillary staging procedure prior to study procedure (with exception of FNA or
core biopsy).

- Definitive clinical or radiologic evidence of metastatic disease.

- History of ipsilateral invasive breast cancer regardless of treatment or ipsilateral
DCIS treated with radiotherapy or contralateral invasive breast cancer at any time.

- Any treatment, including radiotherapy, chemotherapy, and/or targeted therapy,
administered for the currently diagnosed breast cancer prior to study entry.

- Use of any medication or substances that are strong inhibitors or inducers of CYP3A
isoenzymes. Class III or Class IV myocardial disease as described by the New York
Heart Association; a recent history (within 6 months) of myocardial infarction, or
symptomatic arrhythmia at the time of randomization.

- Class III: Patients with cardiac disease resulting in marked limitation of
physical activity. Such patients are comfortable at rest. Less than ordinary
physical activity that causes fatigue, palpitation, dyspnea, or anginal pain.

- Class IV: Patients with cardiac disease resulting in inability to perform any
physical activity without discomfort. Symptoms of cardiac insufficiency or
anginal syndrome may be present even at rest.

- The investigator should assess the patient to determine if she has any psychiatric or
addictive disorder or other condition that, in the opinion of the investigator, would
preclude her from meeting the study requirements.